EFTA01354823.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, outlining their policies regarding the collection, maintenance, and disclosure of nonpublic personal information of investors, as required by Regulation P.
Metadata
Subject
NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
Sender
Recipients
Document ID
DB-SDNY-0039421, SDNY GM_00185605
Date
Relationships 2
Entity 1RelationshipEntity 2Description
Institutional Capital Network, Inc. affiliate iCapital Advisors, LLC iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc.
Institutional Capital Network, Inc. affiliate iCapital Securities, LLC iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
People 1
Organizations 4
Institutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Text Analysis
Tone
Professional
Purpose
To provide notice regarding the privacy of financial information as required by Regulation P.
Significance
This document outlines the privacy policy of Institutional Capital Network, Inc. and its affiliates regarding nonpublic personal information of investors.
File Info
File Name
EFTA01354823.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:53.803061
DOJ Source
View on DOJ