Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing their brokerage practices, account review processes, and compensation arrangements. It outlines how iCapital selects brokers, reviews fund performance, and handles client referrals and placement fees.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039555, SDNY_GM_00185739
- Date
- —
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities, LLC | affiliate | iCapital Advisors, LLC | iCapital Securities, LLC is an affiliate of iCapital Advisors, LLC. |
Financial Information
Transactions:
- Placement fees generated from an investment by a Private Access Fund in an Underlying Fund will be paid to iCapital Securities by an Underlying Fund Manager (or its affiliates).
- Third-party broker-dealer referring the investor will receive a percentage of the placement fee generated with respect to such
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
Pacific Life Insurance CoiCapital Advisors, LLCiCapital Securities, LLC
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about iCapital Advisors' brokerage practices, review of accounts, and client referrals and other compensation.
- Significance
- This document outlines the policies and procedures of iCapital Advisors regarding brokerage practices, account reviews, and compensation, as required by Form ADV Part 2A.
File Info
- File Name
- EFTA01354947.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:02.235084
- DOJ Source
- View on DOJ