EFTA01354948.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03-30
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a brochure supplement for iCapital Advisors, LLC, providing information about key personnel. It directs readers to the firm's Form ADV Brochure and the SEC's website for additional information.
Metadata
Subject
FORM ADV PART 2B: Brochure Supplement
Sender
—
Recipients
—
Document ID
DB-SDNY-0039558
Date
2018-03-30
Relationships 1
Entity 1RelationshipEntity 2Description
Michael Stanton Employment iCapital Advisors, LLC Michael Stanton is the Chief Compliance Officer of iCapital Advisors, LLC.
Public Knowledge
Context
Information available on the SEC's website.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondence
People 6
Eileen Duff BlalockPhil PoolJohn RobertshawDaniel VeneNicholas VeronisMichael Stanton
Organizations 3
Pacific Lite Insurance CoiCapital Advisors, LLCSEC
Locations 2
New York, NY60 East 42"d Street, 26th Floor
Text Analysis
Tone
Professional
Purpose
To provide information about specific individuals associated with iCapital Advisors, LLC, supplementing the firm's Form ADV Brochure.
Significance
This document provides background information on key personnel within iCapital Advisors, LLC, as required by regulatory filings.
File Info
File Name
EFTA01354948.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:31.835879
DOJ Source
View on DOJ