Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Disclosure Statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a disclosure statement outlining the fees and compensation structure for Deutsche Bank Securities Inc. related to soliciting investments in Glendower Access Secondary Opportunities IV funds. It details the placement fees and servicing fees that Deutsche Bank will receive from clients and iCapital Advisors, LLC, respectively.
Metadata
- Subject
- Disclosure Statement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039822
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | Agreement | Glendower Access Secondary Opportunities IV GP LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
| Deutsche Bank Securities Inc. | Agreement | iCapital Advisors, LLC | Deutsche Bank Securities Inc. has agreed to solicit clients for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. and Glendower Access Secondary Opportunities IV (International), L.P. |
Financial Information
Amounts:$5,000,000$3,000,000$4,999,999
Transactions:
- Placement Fee
- Servicing Fee
- Subscription
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealings
Organizations 7
Pacific Life Insurance CoDeutsche Bank Securities Inc.Glendower Access Secondary Opportunities IV GP LLCiCapital Advisors, LLCGlendower Access Secondary Opportunities IV (U.S.), L.P.Glendower Access Secondary Opportunities IV (International), L.P.Glendower Capital Secondary Opportunities Fund IV, LP
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To disclose the fees and compensation structure between Deutsche Bank Securities Inc., Glendower, and iCapital Advisors, LLC related to the solicitation of clients for investment in Glendower Access Secondary Opportunities IV funds.
- Significance
- This document outlines the financial incentives for Deutsche Bank Securities Inc. to solicit investments in the Glendower Access Secondary Opportunities IV funds.
File Info
- File Name
- EFTA01355061.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:52.242384
- DOJ Source
- View on DOJ