Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a Form ADV Part 2A from iCapital Advisors, LLC, detailing the various fees and expenses associated with their funds. It outlines management fees, investor servicing fees, payments to underlying managers, and organizational expenses.
Metadata
- Subject
- Form ADV Part 2A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0039966
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital | business | Underlying Manager | iCapital may receive an investor servicing fee from the Underlying Manager. |
| iCapital | business | Dynasty Securities, LLC | iCapital has engaged Dynasty Securities, LLC as a service provider. |
Financial Information
Amounts:1% - 2%10% - 20%.075% - .25%
Transactions:
- management fee
- investor servicing fee
- transaction fees
- break-up fees
- commitment fees
- underwriting fees
- amendment fees
- waiver fees
- modification fees
- monitoring fees
- consulting fees
- directors' fees
- advisory fees
- closing fees
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 5
GLDUS127 Annandale CapitaliCapital Advisors, LLCDynasty Securities, LLCDynastyUnderlying Manager
Text Analysis
- Tone
- Professional
- Purpose
- To disclose fees and expenses associated with iCapital Advisors, LLC and its funds.
- Significance
- This document outlines the various fees and expenses that investors may be subject to when investing in funds managed by iCapital Advisors, LLC.
File Info
- File Name
- EFTA01355122.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:34.139403
- DOJ Source
- View on DOJ