Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
Form ADV Part 2A
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is Form ADV Part 2A for iCapital Advisors, LLC. It describes the company's services, potential risks associated with investments, and conflicts of interest arising from its affiliations with iCapital Securities and Gen II Fund Services.
Metadata
- Subject
- iCapital Advisors, LLC
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0040415
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| iCapital Securities, LLC | Affiliated Broker-Dealer | Institutional Capital Network, Inc. | Institutional Capital Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. |
| Gen II Fund Services, LLC | Fund Administrator | Institutional Capital Network, Inc. | Certain Principals of Gen II are minority owners of Institutional Capital Network, Inc., the parent company of iCapital. Gen II provides fund administration services to the Private Access Funds. |
| iCapital Advisors, LLC | Business | iCapital Securities, LLC | iCapital's relationship with iCapital Securities creates conflicts of interest. |
Red Flags 1
- Conflicts of interest created by iCapital's relationship with iCapital Securities.
Financial Information
Assets:
- Real Estate Investment Trusts (REITs)
- equity securities of small capitalization companies
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 8
iCapital Advisors, LLCReal Estate Investment Trusts (REITs)iCapital Securities, LLCInstitutional Capital Network, Inc.Securities and Exchange Commission ("SEC")Financial Industry Regulatory Authority, Inc. ("FINRA")Gen II Fund Services, LLCGen II Hedge Fund Services
Financial Entities 1
iCapital Securities, LLC
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about iCapital Advisors, LLC, its services, and potential risks and conflicts of interest.
- Significance
- This document outlines the business practices, affiliations, and potential risks associated with iCapital Advisors, LLC.
File Info
- File Name
- EFTA01355321.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:51.369282
- DOJ Source
- View on DOJ