Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document details the exemption from registration under the Commodity Exchange Act for the General Partner of the Access Fund as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA). It outlines the specific CFTC rules the General Partner relies on and the conditions that must be met to maintain the exemption.
Metadata
- Subject
- EXEMPTION FROM REGISTRATION UNDER COMMODITY EXCHANGE ACT
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0040500
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| ACCESS FUND | Business | GENERAL PARTNER | The General Partner manages the ACCESS FUND. |
| GENERAL PARTNER | Legal/Regulatory | CFTC | The General Partner is seeking exemption from registration with the CFTC as a CPO. |
Financial Information
Amounts:5%100%25%
Legal Compliance
- Compliance with CFTC Rule 4.13(a)(3) and CFTC Rule 4.14(a)(5).
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
People 1
Organizations 3
ACCESS FUNDU.S. COMMODITY FUTURES TRADING COMMISSION (CFTC)NATIONAL FUTURES ASSOCIATION (NFA)
Locations 1
UNITED STATES
Text Analysis
- Tone
- Informative
- Purpose
- To explain the exemption from registration under the Commodity Exchange Act for the General Partner of the Access Fund.
- Significance
- This document outlines the regulatory exemptions the General Partner is relying upon and the conditions for those exemptions.
File Info
- File Name
- EFTA01355365.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:07.947912
- DOJ Source
- View on DOJ