Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document details the fee structure for the Access Fund, including placement fees paid to agents like Raymond James, marketing and servicing fees, and the underlying fund management fee paid to Glendower. It also notes that investors with subscriptions of $5 million or more should consider investing directly in the Underlying Fund.
Metadata
- Subject
- Placement Agent; Placement Fee; Marketing and Fund Servicing Fees; Underlying Fund Management Fee
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0040515, SDNY GM_001864399
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Access Fund | limited partner | Underlying Fund | Access Fund is a limited partner of the Underlying Fund. |
| Access Fund | placement agent | Raymond James & Associates, Inc. | Access Fund utilizes Raymond James & Associates, Inc. as a placement agent. |
| Access Fund | placement agent | Raymond James Financial Services, Inc. | Access Fund utilizes Raymond James Financial Services, Inc. as a placement agent. |
| Raymond James | placement agent | Glendower GP | Raymond James may act as placement agent for the Underlying Fund and receive a placement fee from Glendower GP. |
Notable Quotes 2
The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital contribution to the Access Fund or part of such Limited Partner's Subscription.
Investors making a Subscription equal to or greater than $5 million should consider investing directly in the Underlying Fund.
Financial Information
Amounts:2.0%$5 million1.10%
Assets:
- capital commitment to the Underlying Fund
Transactions:
- Placement Fee: up to 2.0% of the Limited Partner's Subscription
- Underlying Fund Management Fee: initially 1.10% of the Access Funds' capital commitment to the Underlying Fund
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
People 1
Organizations 6
GLDUSmiAccess FundRaymond James & Associates, Inc.Raymond James Financial Services, Inc.Raymond JamesGlendower GP
Financial Entities 2
Raymond James & Associates, Inc.Raymond James Financial Services, Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To describe the placement agent fees, marketing and fund servicing fees, and underlying fund management fee associated with the Access Fund and its relationship with the Underlying Fund.
- Significance
- This document outlines the financial arrangements and fee structures involved in the Access Fund's investment in the Underlying Fund, including the roles and compensation of placement agents like Raymond James.
File Info
- File Name
- EFTA01355376.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:44.599664
- DOJ Source
- View on DOJ