EFTA01355411.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-03
Document Type
Private Placement Memorandum
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV. LP, with Credit Suisse acting as the placement agent. The document outlines potential conflicts of interest and provides disclaimers regarding tax advice and state regulations.
Metadata
Subject
Glendower Capital Secondary Opportunities Fund IV. LP
Sender
Greg Martin
Recipients
Document ID
DB-SDNY-0040567
Date
2018-03
Relationships 1
Entity 1RelationshipEntity 2Description
Glendower Capital Secondary Opportunities Fund IV. LP Placement Agent Credit Suisse Credit Suisse acts as placement agent for the fund.
Notable Quotes 2
PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT.
CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES.
Red Flags 1
  • Potential conflicts of interest related to Credit Suisse's role as placement agent and potential investments by its affiliates.
Legal Compliance
  • Potential conflicts of interest related to Credit Suisse acting as placement agent and affiliates investing in the fund.
  • Disclosure requirements for New Hampshire and Florida residents.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
People 1
Organizations 4
Glendower Capital Secondary Opportunities Fund IV. LPCredit SuisseFlorida Securities and Investor Protection ActState of New Hampshire
Locations 3
New HampshireFloridaUnited States
Financial Entities 1
Credit Suisse
Text Analysis
Tone
Formal, Legal
Purpose
To provide information to potential investors in Glendower Capital Secondary Opportunities Fund IV. LP and disclose potential conflicts of interest.
Significance
This document outlines the terms and conditions of a private placement memorandum, including potential conflicts of interest and disclaimers.
File Info
File Name
EFTA01355411.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:00.334577
DOJ Source
View on DOJ