EFTA01355479.txt Text dataset_10 View on DOJ

This document is a private placement memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, outlining the legal and regulatory restrictions for offering the fund in various countries including the Netherlands, Sweden, the United Kingdom, Australia, and Bahrain. It specifies compliance requirements and limitations on who can invest in the fund in each jurisdiction.

Subject

Glendower Capital Secondary Opportunities Fund IV, LP

Sender

—

Recipients

—

Document ID

DB-SDNY-0040659, SDNY GM_00166843

Date

—

The Interests in the Fund described in this Memorandum will not, directly or indirectly, be offered, sold, transferred or delivered in the Netherlands, except to or by individuals or entities that are professional investors (professionele beteggers) within the meaning of Article 1.1 of the Dutch Financial Supervision Act (Wet op het financieel toezicht (or "Wft")).

This Memorandum has not been nor will it be registered with or approved by Finansinspektionen (the Swedish Financial Supervisory Authonty).

The Fund is an AIF for the purposes of the UK Alternative Investment Fund Managers Regulations 2013. as amended (the 'AIFMD Regulations").

• Restrictions on offering, selling, transferring, or delivering the Interests in the Fund in the Netherlands except to professional investors.
• The Manager and the Fund are not subject to ongoing regulatory requirements for fund managers or investment institutions contained in the Wft, but the Manager is subject to the regulatory requirements pursuant to the rules and regulations of its home state.
• Restrictions on marketing and offering the Interests in the Fund for sale in Sweden without registration or approval by Finansinspektionen.
• The marketing of the Fund to prospective investors in the United Kingdom is prohibited unless carried on in accordance with Regulation 54 of the AIFMD Regulations.
• The Interests are only being offered in circumstances under which no disclosure is required under the Corporations Act 2001 (Cth) (the 'Corporations Act').
• This Memorandum has not been reviewed by, registered with or filed with the Central Bank of Bahrain.
• This Memorandum may not be circulated within the Kingdom of Bahrain. the Interests may not be offered for subscription or sold, directly or indirectly, and no invitation or offer to subscribe for the Interests may be made, to persons in the Kingdom of Bahrain.

Financial transactions/money flowLegal matters/litigationBusiness dealings

Greg Martin

Glendower Capital Secondary Opportunities Fund IV, LPFinansinspektionenSwedish Financial Supervisory AuthontyFCAAustralian Securities and Investments CommissionCentral Bank of BahrainUK Financial Conduct Authority

The NetherlandsSwedenUnited KingdomAustraliaBahrainKingdom of Bahrain

Tone

Professional

Purpose

To provide information about the Glendower Capital Secondary Opportunities Fund IV, LP and its offering in various countries, including legal and regulatory compliance.

Significance

This document outlines the legal and regulatory requirements for offering the Glendower Capital Secondary Opportunities Fund IV, LP in various countries.

File Name

EFTA01355479.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41:25.520271

DOJ Source

View on DOJ