Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
notice
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, outlining their policies regarding the collection, maintenance, and disclosure of nonpublic personal information about investors, as required by Regulation P. It details the types of information collected, the parties to whom it may be disclosed, and the safeguards in place to protect investor privacy.
Metadata
- Subject
- NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0040729, SDNY GM_00188913
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Institutional Capital Network, Inc. | affiliate | iCapital Advisors, LLC | iCapital Advisors, LLC is an affiliate of Institutional Capital Network, Inc. |
| Institutional Capital Network, Inc. | affiliate | iCapital Securities, LLC | iCapital Securities, LLC is an affiliate of Institutional Capital Network, Inc. |
Notable Quotes 2
We do not disclose any nonpublic personal information about our investors or former investors to anyone other than our affiliates, investors, service providers, counterparties and employees, except as permitted by law.
We maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 4
Institutional Capital Network, Inc.iCapital Advisors, LLCiCapital Securities, LLCConsumer Financial Protection Bureau
Text Analysis
- Tone
- Professional
- Purpose
- To provide notice regarding the privacy of financial information as required by Regulation P.
- Significance
- This document outlines the privacy policy of Institutional Capital Network, Inc. and its affiliates regarding the collection and disclosure of nonpublic personal information of its investors.
File Info
- File Name
- EFTA01355527.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:58.513257
- DOJ Source
- View on DOJ