Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an account agreement between a client and DBSI, outlining the terms and conditions of the account, including risks, cash sweep options, credit information, and communication protocols. It also covers joint account regulations and non-disclosure of confidential information.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0041000, SDNY_GM_00187184
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client has an account with DBSI. |
| DBSI | Affiliate | Deutsche Bank AG | DBSI is affiliated with Deutsche Bank AG. |
| DBSI | Service Provider | Pershing | Pershing provides services to DBSI. |
Notable Quotes 2
Client understands that the assets in Client's Account are subject to the risk of partial or total loss due to market fluctuations or the insolvency of the issuer-1s).
Client consents to DBSI recording any or all telepnone calls with Clisnt.
Financial Information
Assets:
- Cash balances
- Shares of any Mutual Fund
- Securities
Transactions:
- Cash Sweep Options
- Investment products
- Monies held in the lest:red Deposit Program (IDP)
Legal Compliance
- Non-disclosure of Confidential and Material, Non-public Information. Under Applicable Law, such employees are prohibited from improperly disclosing or using such mformetion for their personal benefit or for the benefit of any other person, regardless of whether such other person is a Client of 0851.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 6
FDICDBSIDeutsche Bank AGPershingFederal Deposit Insurance CorporationERISA
Financial Entities 2
Deutsche Bank AGPershing
Text Analysis
- Tone
- Legalistic
- Purpose
- To outline the terms and conditions of a client account with DBSI.
- Significance
- This document outlines the legal and financial responsibilities of both the client and DBSI.
File Info
- File Name
- EFTA01355740.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:48.177901
- DOJ Source
- View on DOJ