Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is an account agreement between a client and DBSI, outlining the terms and conditions of the account, including fees, risks, and responsibilities of both parties. It covers aspects such as indebtedness, cash sweep options, credit information, and communication protocols.
Metadata
- Subject
- Account Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0041089
- Date
- —
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | Business | DBSI | Client agrees to terms and conditions of account agreement with DBSI |
| DBSI | Business | Pershing | DBSI and Pershing are related in providing services to the client. |
Notable Quotes 2
Client understands that the assets in Client's Account are subject to the risk of partial or total lose dde to' market fluctuations or the insuNeney of the isauer(s).
Client agrees to notify OBS1 in writing. varier% ten (10) days after transmittal to Client of a confirmation, of any objection Client has to any transaction in Client's Account(s).
Financial Information
Assets:
- Securities
- Other Property
- Cash balances
- Shares of Mutual Fund
Transactions:
- Satisfaction of Indebtedness
- Assignment of Rights
- Fees charged to accounts
- Deduction of fees from client's account
- Cash Sweep Options
Legal Compliance
- Client agrees to satisfy indebtedness upon demand.
- Client authorizes DBSI and Pershing to obtain credit reports.
- Client consents to DBSI recording telephone calls.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
DBSIPershingDeutsche Bank AGFederal Deposit Insurance Corporation (FDIC)
Financial Entities 2
Deutsche Bank AGPershing
Text Analysis
- Tone
- Professional
- Purpose
- To outline the terms and conditions of an account agreement between a client and DBSI.
- Significance
- This document outlines the legal and financial responsibilities of both the client and DBSI regarding the client's account.
File Info
- File Name
- EFTA01355810.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:01.890244
- DOJ Source
- View on DOJ