Illegal Activity
none
Blackmail
none
Date
2018-01-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Paolo De-Leon is seeking clarification on the process for onboarding Wealth Management clients onto LS2, specifically regarding the addition of collateral to the daily derivative report. He is trying to identify the responsible party for providing necessary information such as SIC Code, NACE Code, KYC Document, PCR Document, and RDC Document.
Metadata
- Subject
- RE: New Derivatives account. Ill
- Sender
- Paolo De-Leon
- Recipients
- Surendra Singh, Abhijit Mukherjee, Keith Buckholz, Srikanta Gouda
- Document ID
- DB-SDNY-0041225
- Date
- 2018-01-18
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Paolo De-Leon | Employment | Deutsche Bank Trust Company Americas | Paolo De-Leon is Assistant Vice President I Credit Risk Officer at Deutsche Bank Trust Company Americas |
| Surendra Singh | Employment | 06O1 Global Services Private Limited | Surendra Singh is Associate I COO Wealth Management Operations at 06O1 Global Services Private Limited |
| Abhijit Mukherjee | Business | Surendra Singh | Abhijit's team needs Surendra's team to build a dummy bond in LS2 to proceed with adding collateral to the daily derivative report. |
Notable Quotes 2
Just to confirm my understanding of the process, Abhijit's team cannot proceed with adding of the collateral to the daily derivative report until Surenda's team builds a dummy bond in LS2, and Surenda cannot proceed unless she has the below highlighted items? So it seems that process is in a logjam until all the below information is retrieved.
Surenda- in the past when onboarding Wealth Management clients onto LS2, what was the name of the person who provided to you the below information? It seems that in Srikanta note below that CRM is responsible for providing the LS2 team with that information, but CRM is typically involved only with credit risk analysis and margining approval; the information below seems operational and compliance based in nature.
Financial Information
Assets:
- dummy bond
Transactions:
- Adding collateral to the daily derivative report
- Onboarding Wealth Management clients onto LS2
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 5
06O1 Global Services Private LimitedMahindra Technology ParkMahindra World CityDeutsche Bank Trust Company AmericasCRM
Locations 3
Jaipur, IndiaNew York, NY, USA345 Park Avenue - 14th Floor, New York, NY, USA 10154-0004
Financial Entities 1
Deutsche Bank Trust Company Americas
Text Analysis
- Tone
- Professional
- Purpose
- To clarify the process for adding collateral to the daily derivative report for new derivatives accounts and to identify the responsible party for providing necessary information.
- Significance
- The email highlights a potential bottleneck in the process of onboarding Wealth Management clients onto LS2 and seeks to streamline the information retrieval process.
File Info
- File Name
- EFTA01355918.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:49.151855
- DOJ Source
- View on DOJ