EFTA01355948.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-05-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Ellenoi Jarvis sent an email updating a list of counterparties for NFA compliance, noting a new addition and pre-Dodd Frank clients. The email is for internal use and relates to regulatory matters within Deutsche Bank.
Metadata
Subject
RE: NFA [I]
Sender
Ellenoi Jarvis
Recipients
Anthony Carbonetto, Craig Roberts, Ian Salters, Rebecca Gaily
Document ID
DB-SDNY-0041280
Date
2019-05-24
Relationships 1
Entity 1RelationshipEntity 2Description
Ellenoi Jarvis employment Deutsche Bank Trust Company Americas Ellenoi Jarvis works at Deutsche Bank Trust Company Americas
Notable Quotes 2
I had to update list once more. Please use this list as we needed to include another counterparty.
Please note some clients on the list do not have OF as they were pre Dodd Frank.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowCompliance issues
People 9
Rebecca GailyKeith BuckholzJulia-C VetterFunda BozkurtOliver EsslingerEllenoi JarvisAnthony CarbonettoCraig RobertsIan Salters
Organizations 2
Deutsche Bank Trust Company AmericasDeutsche Bank
Locations 2
New York, NY345 Park Avenue, 10154.0004 New York, NY, LISA
Text Analysis
Tone
Professional
Purpose
To update and distribute a list of counterparties, including a new addition and noting clients pre-Dodd Frank.
Significance
The email relates to compliance and regulatory matters, specifically concerning the National Futures Association (NFA) and Dodd-Frank regulations.
File Info
File Name
EFTA01355948.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:31.937864
DOJ Source
View on DOJ