Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a Securities Account Control Agreement outlining the rights and responsibilities of the Debtor, Secured Party, and Intermediary. It specifies the conditions under which the Secured Party can exert sole control over the securities account and the financial assets within.
Metadata
- Subject
- Securities Account Control Agreement
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0041342
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Debtor | legal | Secured Party | Debtor requires consent from Secured Party for additional liens. |
| Intermediary | business | Debtor | Intermediary honors instructions from Debtor regarding financial assets in the primary account until a Notice of Sole Control is received. |
| Intermediary | legal | Secured Party | Intermediary must comply with Entitlement Orders from the Secured Party. |
Notable Quotes 2
The Debtor agrees that no additional liens shall be permitted without the prior written consent of the Secured Party.
Intermediary shall comply with such Entitlement Order without further consent by the Debtor or any other person.
Financial Information
Assets:
- financial assets
- Securities Account
- free credit balances
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 3
Secured PartyIntermediaryDebtor
Text Analysis
- Tone
- Legal
- Purpose
- To define the rights and responsibilities of the Debtor, Secured Party, and Intermediary with respect to a Securities Account.
- Significance
- This document outlines the control and management of financial assets within a securities account, specifying conditions under which the Secured Party can exert sole control.
File Info
- File Name
- EFTA01355983.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:22.196299
- DOJ Source
- View on DOJ