Illegal Activity
none
Blackmail
none
Date
2018-11-01
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document outlines Deutsche Bank Private Wealth Management's KYC policy, emphasizing due diligence and compliance with anti-money laundering procedures. It details the responsibilities of Client Facing Professionals in establishing and maintaining relationships with clients who meet the bank's suitability standards.
Metadata
- Subject
- KYC flint
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0041397, SDNY GM 00187581
- Date
- 2018-11-01
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Private Wealth Management (PWM) | business | clients | PWM serves the interests of its clients. |
| Client Facing Professionals (CFP) | business | clients | CFPs establish and maintain business relationships with clients. |
Notable Quotes 2
Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients.
It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship anion an ongoing basis.
Legal Compliance
- Compliance with PWM Americas Procedures and the PWM Global KYC Policy
- Anti-money laundering compliance
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance
Organizations 2
Deutsche Bank Private Wealth Management (PWM)Deutsche Bank Americas
Locations 2
New YorkAmericas
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To outline the KYC policy and responsibilities of Client Facing Professionals at Deutsche Bank Private Wealth Management.
- Significance
- This document outlines the KYC (Know Your Client) policy for Deutsche Bank Private Wealth Management, emphasizing due diligence and compliance with anti-money laundering procedures.
File Info
- File Name
- EFTA01356009.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:04.290141
- DOJ Source
- View on DOJ