EFTA01356012.txt Text dataset_10 View on DOJ

Illegal Activity
suspicious
Blackmail
none
Date
2018-01-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Paolo De-Leon is following up with Sachiva Gupta and Abhijit Mukherjee to set up a 'dummy facility' in LS2 for a new derivatives account so that the collateral can be linked to the DDR. The creation of a 'dummy facility' raises potential concerns.
Metadata
Subject
RE: New Derivatives account. [I]
Sender
Paolo De-Leon
Recipients
Sachiva Gupta, Abhijit Mukherjee
Document ID
DB-SDNY-0041401
Date
2018-01-17
Illegal Activity
Severity
suspicious
Description
The creation of a 'dummy facility' for a derivatives account is potentially suspicious and could indicate illegal activity depending on the context and purpose.
Content Type
first_hand
Relationships 2
Entity 1RelationshipEntity 2Description
Paolo De-Leon business Sachiva Gupta Paolo De-Leon requests Sachiva Gupta to set up a dummy facility in LS2 for a new derivatives account.
Paolo De-Leon business Abhijit Mukherjee Paolo De-Leon requests Abhijit Mukherjee to set up a dummy facility in LS2 for a new derivatives account.
Notable Quotes 1
Please see attached and please proceed with setting up the dummy facility in LS2 so that the collateral can be linked to the DDR.
Red Flags 1
  • The creation of a 'dummy facility' for a derivatives account is potentially concerning.
Financial Information
Transactions:
  • Setting up a dummy facility in LS2 for a new derivatives account.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 4
Sachiva Gupta (Senior Analyst, Securities Operations - WM US)Paolo De-Leon (Assistant Vice President, Credit Risk Officer)Abhijit MukherjeeKeith Buckholz
Organizations 4
DBOI Global Services Private LimitedDeutsche Bank Trust Company AmericasCOO Wealth Management OperationsBusiness Risk Management
Locations 3
Jaipur, IndiaNew York NY USA345 Park Avenue - 14th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To follow up on the setup of a dummy facility in LS2 for a new derivatives account.
Significance
The email indicates the creation of a 'dummy facility' for a derivatives account, which could be a red flag depending on the context and purpose of such a facility.
File Info
File Name
EFTA01356012.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:56.157240
DOJ Source
View on DOJ