EFTA01356017.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-12-08
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Keith Buckholz is inquiring about KYC documentation for a new derivatives account and informs Srikanta Gouda that BRM will no longer be providing KYC documentation for setting up collateral accounts. He asks if there is an escalation point for this issue.
Metadata
Subject
FW: New Derivatives account. III
Sender
Keith Buckholz
Recipients
Funda
Document ID
DB-SDNY-0041407
Date
2017-12-08
Relationships 2
Entity 1RelationshipEntity 2Description
Keith Buckholz Employment Deutsche Bank Wealth Management Keith Buckholz is a Director and Credit Risk Officer at Deutsche Bank Wealth Management.
Keith Buckholz Business Srikanta Gouda Email correspondence regarding a new derivatives account and KYC documentation.
Notable Quotes 2
Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up.
Do you know who owns or maintains KYC documentation (for WM accounts)?
Financial Information
Transactions:
  • New Derivatives account
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 11
Keith BuckholzFundaSrikanta GoudaNitin-X SinghSurendra SinghSendhil-kumar KDebra JasperHiren MathurEnid EllisRoxanne ScottHalina Laczn
Organizations 6
Deutsche Bank Wealth ManagementBusiness aligned Risk ManagementCRM-PWM DerivativesFX Middle OfficeCollateral Admin-NYCUSTOMERBUILD BLO -Assets Newyork
Locations 4
New YorkNY345 Park Avenue, MS NYC20-1406New York NY 10154
Text Analysis
Tone
Professional
Purpose
To inquire about the owner and maintainer of KYC documentation for WM accounts and to address an issue regarding the provision of KYC documentation for collateral accounts.
Significance
The email discusses the process of setting up collateral accounts for new derivatives accounts and highlights a change in policy regarding the provision of KYC documentation.
File Info
File Name
EFTA01356017.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:28.215325
DOJ Source
View on DOJ