EFTA01356093.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-09
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Keith Buckholz from Deutsche Bank is inquiring about KYC documentation for new derivatives accounts. He is also seeking an escalation point for issues related to setting up collateral accounts, as BRM will no longer be providing KYC documentation.
Metadata
Subject
FW: New Derivatives account. III
Sender
Keith Buckholz
Recipients
Funda Bozkurt
Document ID
DB-SDNY-0041604
Date
2018-01-09
Relationships 2
Entity 1RelationshipEntity 2Description
Keith Buckholz email correspondence Funda Bozkurt Keith Buckholz is asking Funda Bozkurt about KYC documentation for WM accounts.
Keith Buckholz email correspondence Srikanta Gouda Keith Buckholz is asking Srikanta Gouda about an escalation point for an issue regarding KYC documentation for collateral accounts.
Notable Quotes 2
Do you know who owns or maintains KYC documentation (for WM accounts)?
Going forward BRM will not be providing KYC documentation to have collateral accounts set up.
Financial Information
Transactions:
  • New Derivatives account
  • collateral accounts
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 12
Keith BuckholzFunda BozkurtPaolo De-LeonSrikanta GoudaSurendra SinghNitin-X Singh IllaSendhil-kumar KkDebra JasperRoxanne ScottHalina LacznyHiren MathurEnid Elli
Organizations 5
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementWM-Divisional Control OfficeBRMCRM-PWM Derivatives
Locations 3
345 Park Avenue, 10154-0004 New York, NY, USANew York, NYNewyork
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inquire about KYC documentation and escalation points for setting up collateral accounts for new derivatives accounts.
Significance
Highlights the process and potential issues related to KYC documentation for derivatives accounts at Deutsche Bank.
File Info
File Name
EFTA01356093.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:25.932533
DOJ Source
View on DOJ