EFTA01356222.txt Text dataset_10 View on DOJ

Illegal Activity

suspicious

Blackmail

none

Date

1/11/2018

Document Type

other

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43

Summary

This document is a KYC (Know Your Customer) form that assesses a client's legal and financial background. It checks for past litigation, associations with sanctioned countries, and other compliance-related issues.

Metadata

Subject: KYC Mint
Sender: —
Recipients: —
Document ID: DB-SDNY-0041968, SDNY_ GM_ 00188152
Date: 1/11/2018

Illegal Activity

Severity: suspicious
Description: The document checks for financial associations with sanctioned or high-risk countries, which could indicate potential illegal activity.
Content Type: none

Relationships 3

Entity 1	Relationship	Entity 2	Description
Erika Kellerhals	legal	James P Carroll	Erika Kellerhals listed as general counsel in James P Carroll v Dawn Prosser divorce case.
Erika Kellerhals	legal	Supermarket Source Inc	Erika Kellerhals as the defendant's counsel in a case with Supermarket Source Inc.
Deutsche Bank AG	financial	customer	Customer's past or threatening litigation against Deutsche Bank AG or its subsidiaries.

Red Flags 2

Customer involved in past litigation against Deutsche Bank AG or threatening litigation.
Client or related party having financial association within countries or regimes sanctioned by OFAC or within high-risk countries.

Legal Compliance

Potential litigation against Deutsche Bank AG
Financial association with sanctioned countries or high-risk countries

Raw Analysis JSON click to expand

Themes

Legal matters/litigationFinancial transactions/money flowCompliance/regulatory

People 3

Erika Kellerhals James P Carroll Dawn Prosser

Organizations 5

KYC MintSupermarket Source IncDeutsche Bank AGOffice of Foreign Assets Control (OFAC)Lexis'Nexis

Financial Entities 1

Deutsche Bank AG

Text Analysis

Tone: Informative
Purpose: To document KYC (Know Your Customer) information and compliance checks.
Significance: This document outlines the due diligence process for a client, including legal and financial background checks.

File Info

File Name: EFTA01356222.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:43:48.185937
DOJ Source: View on DOJ