Illegal Activity
none
Blackmail
none
Date
I/11/2018
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This KYC Mint document details due diligence checks performed on a client, including legal and financial background checks. It assesses potential risks related to litigation, sanctioned countries, and high-risk countries.
Metadata
- Subject
- KYC Mint
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0042019, SDNY GM_00188203
- Date
- I/11/2018
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| James P Carroll | legal | Dawn Prosser | Civil Action court case of James P Carroll v Dawn Prosser (a divorce case) |
| Erika Kellerhals | legal | James P Carroll v Dawn Prosser | Erika Kellerhals as general counsel |
| Erika Kellerhals | legal | Supermarket Source Inc | Mother case with Supermarket Source Inc lists Erika as the defendent's counsel. |
| Deutsche Bank AG | legal | customer | Customer involved in past litigation against Deutsche Bank AG or threatening litigation |
Legal Compliance
- Potential litigation against Deutsche Bank AG or its subsidiaries.
- Financial or other association/interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC).
- Financial or other association/interactions within high risk countries.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowCompliance issues
Organizations 5
MintSupermarket Source IncDeutsche Bank AGOffice of Foreign Assets Control (OFAC)Lexis'Nexis
Financial Entities 1
Deutsche Bank AG
Text Analysis
- Tone
- Informative
- Purpose
- To document KYC (Know Your Customer) information and compliance checks.
- Significance
- This document outlines the due diligence process for a client, including checks for criminal offenses, litigation against Deutsche Bank, and associations with sanctioned countries.
File Info
- File Name
- EFTA01356248.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:45.718478
- DOJ Source
- View on DOJ