EFTA01356311.txt Text dataset_10 View on DOJ

Rich Iarossi sent an email to a group of recipients regarding monthly Annual Client Update (ACU) reports. The email includes two attached reports: one listing ACUs that are past due and another listing ACUs due within the next 30 days, noting that some clients have outstanding ACUs for extended periods.

Subject

Monthly Annual Client Update Reports - November [I)

Sender

Rich larossi

Recipients

Andrew Gallivan, Daphne Cales, Charles Hoffarth, Irina Yablochnik, Kimberly Hart, Iliz.fitzgerald@db.coml, Mary C Keaveney, Michael S Jacoby, Ankur Shah, Diana Canter, Sarita Medina, Armen Brash, Charlie Burrows, Erin O-Rourke, Janice Franklin, Lina M Arias, Michael-1 Davis, Zia Memon, Josh Rosen, Liz Fitzgerald

Document ID

—

Date

2014-11-05

Please note there are certain customers that appear to have outstanding ACus for several months and even years.

This maybe due to either a system glitch or some other circumstance out of the CFP's control. I am working on these cases with the CFPs on a one to one basis.

Financial transactions/money flowBusiness dealingsCommunications/correspondence

Rich larossiAndrew GallivanDaphne CalesCharles HoffarthIrina YablochnikKimberly HartMary C KeaveneyMichael S JacobyAnkur ShahDiana CanterSarita MedinaArmen BrashCharlie BurrowsErin O-RourkeJanice FranklinLina M AriasMichael-1 DavisZia MemonJosh RosenLiz Fitzgerald

Deutsche Bank Trust Company AmericasDeutsche Asset & wealth Management

60 wall street, 10005-2836 New York, NY, USA

Deutsche Bank

Tone

Professional

Purpose

To inform recipients about monthly Annual Client Update (ACU) reports and outstanding ACUs.

Significance

This email provides an update on client accounts and highlights potentially overdue ACUs, indicating a need for internal follow-up.

File Name

EFTA01356311.txt

Dataset

dataset_10

Type

Text

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43:41.873711

DOJ Source

View on DOJ