Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines access restrictions for various teams within a financial institution, specifically concerning financial transactions, data management, and regulatory compliance. It details which teams can access certain systems and processes, and emphasizes the need for regulatory approval for any changes to standing procedures.
Metadata
- Subject
- TAG team access restrictions
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0042638
- Date
- —
Relationships 10
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| TAG team | access restriction | Bill payment, COB, ATNT | TAG team cannot have access related to Bill payment, COB and ATNT for case creation. |
| TAG team | access restriction | Banking team, AOG/COB | TAG team cannot have access related to Banking team and AOG/COB to process or enter details into Client Account. |
| TAG team | access restriction | Debit Card | TAG team cannot have access related to Debit Card to key any details into Metavante/CMSE/Data Navigator system. |
| TAG team | access restriction | Trade support, Order Desk | TAG team cannot have access related to Trade support and Order Desk as they process trading cases. |
| AOG | data input | M&I | AOG have accesses to input static data inside M&I. |
| AOG | access restriction | creator or approver of the case | AOG cannot have access related to creator or approver of the case. |
| COB | data verification | front office | COB have access to verify the data inputted by front office. |
| COB | access restriction | DB Force cases | they cannot process or approve the DB Force cases |
| Banking Transaction team | transaction restriction | DBDI | if single user can create a payment transaction inside DBDI, then he/she cannot authorize(approve) the same transaction inside DBDI. |
| Banking Transaction team | transaction restriction | DBDI | if single user can authorize(approve) the transaction inside DBDI, then he/she cannot amend the instruction created by payment inputter. |
Notable Quotes 1
All Regulatory matters including changes/updates/amendments to standing procedures require approval from Wealth Management Regulatory Support and Wealth Management Business line Compliance.
Legal Compliance
- All Regulatory matters including changes/updates/amendments to standing procedures require approval from Wealth Management Regulatory Support and Wealth Management Business line Compliance.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance
Organizations 17
Bill paymentCOBATNTBanking teamAOGDebit CardMetavanteCMSEData Navigator systemTrade supportOrder DeskM&IDB ForceBanking Transaction teamDBDIWealth Management Regulatory SupportWealth Management Business line Compliance
Text Analysis
- Tone
- Informative
- Purpose
- To outline access restrictions for various teams and roles within a financial institution.
- Significance
- This document is important for understanding the internal controls and segregation of duties within the organization, particularly concerning financial transactions and data management.
File Info
- File Name
- EFTA01356665.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:39.814582
- DOJ Source
- View on DOJ