Illegal Activity
none
Blackmail
none
Date
2018-10-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Kimberly Hart and Coley Jellinghaus are discussing the handling of a 'Butterfly brokerage' account and whether it qualifies for special servicing under KCP guidelines. Kimberly clarifies the policy and the need for special controls if the account is an exception, while Coley concludes it's not a 'ring fence' opportunity.
Metadata
- Subject
- RE: Butterfly brokerage [Cl [I]
- Sender
- Coley Jellinghaus
- Recipients
- Kimberly Hart
- Document ID
- DB-SDNY-0042868
- Date
- 2018-10-11
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Kimberly Hart | Business | Coley Jellinghaus | Email correspondence regarding Butterfly brokerage account and KCP eligible clients. |
| Josh Shoshan | Client | Deutsche Bank Trust Company Americas | Josh Shoshan is a client of Deutsche Bank Trust Company Americas. |
Notable Quotes 2
KCP should only be servicing KCP eligible clients - with the exception of a few clients belonging to Josh Shoshan which have been ring-fenced with special controls (including a quarterly attestation).
This would not be a 'ring fence' opportunity to pursue.
Raw Analysis JSON
click to expand
Themes
Business dealingsCommunications/correspondenceFinancial transactions/money flow
People 7
Organizations 2
Deutsche Bank Trust Company AmericasDeutsche Bank Securities Inc
Locations 3
New YorkNY345 Park Avenue New York, NY 10154
Text Analysis
- Tone
- Professional
- Purpose
- To clarify the handling of a 'Butterfly brokerage' account and its eligibility under KCP guidelines.
- Significance
- The email discusses internal controls and client servicing policies within Deutsche Bank, specifically regarding KCP eligible clients and exceptions to those policies.
File Info
- File Name
- EFTA01356789.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:46.245308
- DOJ Source
- View on DOJ