Illegal Activity
concerning
Blackmail
none
Date
2013-08-26
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the high-risk assessment for opening a checking account for Zorro Management LLC, owned by Jeffrey Epstein. The assessment acknowledges Epstein's past legal issues, including a settled civil fraud action and a prison sentence for fraud and sexual assault, but notes that AML Compliance has reviewed the negative media and alerts and does not see a reason to discontinue the existing relationship.
Metadata
- Subject
- Zorro Management, LLC - High Risk Relationship
- Sender
- Stewart Oldfield
- Recipients
- —
- Document ID
- DB-SDNY-0042983
- Date
- 2013-08-26
Illegal Activity
- Severity
- concerning
- Description
- The document details Jeffrey Epstein's past illegal activities, including fraud, sexual assault, and solicitation of prostitution.
- Categories
- FraudSexual AssaultProstitution
- Content Type
- first_hand
Evidence:
- SEC filed a settled civil fraud action for illegal insider trading
- Epstein was sentenced to 21 months in federal prison for three counts of fraud, sexually assaulting a girl and solicitation of prostitution.
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Zorro Management, LLC | Stewart Oldfield is the RM for Zorro Management, LLC |
| Zorro Management, LLC | ownership | Jeffrey Epstein | Jeffrey Epstein is the UBO of Zorro Management, LLC |
Notable Quotes 2
This relationship is deemed high risk due to multiple court cases on Jeffrey Epstein, involving 22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks.
All negative media and alerts have been reviewed by AML Compliance and they do not see a reason to discontinue the existing relationship with Jeffrey Epstein.
Red Flags 2
- Jeffrey Epstein's past legal issues, including a settled civil fraud action and a prison sentence for fraud and sexual assault.
- The document mentions that the alerts were previously approved by senior management and AML Compliance.
Financial Information
Amounts:$224mn$72532.06
Assets:
- 21 deposit accounts
- 3 money market accounts
- 5 brokerage accounts
- 1 custody account
Media & Journalist References
- Negative media
Public Knowledge
- Context
- Jeffrey Epstein's legal issues have been widely reported in the media.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- Jeffrey Epstein's past legal issues, including a settled civil fraud action and a prison sentence for fraud and sexual assault.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsAllegations/complaints
People 2
Organizations 4
Zorro Management, LLCSECAML ComplianceMassachusetts banks
Locations 2
USMassachusetts
Text Analysis
- Tone
- Informative
- Purpose
- To document the opening of a checking account for Zorro Management LLC, a high-risk client due to Jeffrey Epstein's past legal issues.
- Significance
- The document highlights the due diligence process for onboarding a high-risk client with a history of legal issues, including a settled civil fraud action and a prison sentence for fraud and sexual assault.
File Info
- File Name
- EFTA01356848.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:07.843614
- DOJ Source
- View on DOJ