Illegal Activity
suspicious
Blackmail
none
Date
2018-01-12
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Martin Zeman sent an email to Michel Sommer and Xavier Avila detailing a trade for booking purposes involving Southern Financial LLC. The email outlines the specifics of the trade, including notional amounts, trade dates, maturity dates, strike prices, and premiums.
Metadata
- Subject
- Southern Financial Rates trade details for booking II]
- Sender
- Martin Zeman
- Recipients
- Michel Sommer, Xavier Avila
- Document ID
- DB-SDNY-0043224
- Date
- 2018-01-12
Illegal Activity
- Severity
- suspicious
- Description
- The difference between the client pays and the premium ($41,000 vs $37,000) could be a markup or commission, but warrants further investigation.
- Content Type
- first_hand
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial LLC | Counterparty | Summit | Southern Financial LLC is a counterparty with Summit ID SOUTHFINANMD |
Notable Quotes 2
Here is the details of the trade for booking purposes from the Wealth Management side:
Please call me if something doesn't sit right.
Financial Information
Amounts:USD 100mioUSD 37,000$41,000USD 12.8mio2.205%2.2150%
Transactions:
- Client Buys Sy10y USD Rates Curve Cap
- Client Pays Fixed in 2y Swap
- Client Recs 3m Libor
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 4
WMGMSouthern Financial LLCSummit
Text Analysis
- Tone
- Professional
- Purpose
- To provide details of a trade for booking purposes from the Wealth Management side.
- Significance
- Details a financial transaction involving Southern Financial LLC and a client.
File Info
- File Name
- EFTA01356963.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:57.237913
- DOJ Source
- View on DOJ