Illegal Activity
suspicious
Blackmail
none
Date
2016-10-27
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Deutsche Bank's PWM AML Compliance department requests information from a wealth advisor regarding flagged incoming and outgoing transactions totaling millions of dollars, as part of their anti-money laundering monitoring program. The email emphasizes the importance of a timely response to comply with federal guidelines.
Metadata
- Subject
- Anti-Money Laundering Monitoring Program Inquiry
- Sender
- PWM AML Compliance
- Recipients
- —
- Document ID
- DB-SDNY-0043830
- Date
- 2016-10-27
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses large transactions flagged by an anti-money laundering system, raising suspicion of potential money laundering activities. The email is a request for information to investigate these transactions.
- Categories
- Money Laundering
- Content Type
- first_hand
Evidence:
- Large transactions flagged by anti-money laundering monitoring system.
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| AP NARROWS HOLDING LP | Trustee | BMO TRUSTEE | BMO Trustee acts as trustee for AP NARROWS HOLDING LP |
| LOB 2011 LLC | Trustee | BMO TRUSTEE | BMO Trustee acts as trustee for LOB 2011 LLC |
| CDEC CLEARING ACCOUNT | Banking | BANK OF AMERICA, N.A. | CDEC CLEARING ACCOUNT uses BANK OF AMERICA, N.A. for transactions |
Notable Quotes 2
Your response is required for the Bank to comply with federal guidelines for concluding the research of these matters in a timely fashion.
To the best of your ability, please provide details regarding the item(s) below:
Red Flags 2
- Large transactions flagged by the anti-money laundering monitoring system.
- Lack of clarity regarding the ultimate originator of funds and the purpose of outgoing transfers.
Financial Information
Amounts:$6,186,980.68$25,000,000.00$5,000,000.00
Transactions:
- Incoming transaction of $6,186,980.68 from HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION on 10/27/2016
- Outgoing transaction of $25,000,000.00 to AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY on 11/23/2016
- Outgoing transaction of $5,000,000.00 to LOB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A.. NY on 11/23/2016
Public Knowledge
- Context
- The document relates to potential anti-money laundering activities, which is a topic of public interest.
- Media Worthy
- Yes
Legal Compliance
- Potential anti-money laundering concerns due to high-risk transaction patterns.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationCommunications/correspondenceAllegations/complaints
Organizations 9
ActimizeHSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A.LOB 2011 LLCDeutsche Bank
Locations 5
IrelandUSANew YorkNY60 Wall St., 23 Floor, New York, NY 10005 - 2836
Financial Entities 2
HSBC BANK USA, NATIONAL ASSOCIATIONBANK OF AMERICA, N.A.
Text Analysis
- Tone
- Professional
- Purpose
- To request information about specific incoming and outgoing transactions as part of an anti-money laundering monitoring program.
- Significance
- The document highlights the bank's compliance efforts with federal guidelines for anti-money laundering and the need for wealth advisors to provide information about high-risk transactions.
File Info
- File Name
- EFTA01357345.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:50.011051
- DOJ Source
- View on DOJ