Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the process for resolving disputes outside of court. It specifies the arbitration forum, waives the right to sue in court, and sets forth the rules governing the arbitration process.
Metadata
- Subject
- Account Agreement - Arbitration Section
- Sender
- —
- Recipients
- —
- Document ID
- 13-AWM-0198, 012145.032813, DB-SDNY-0044195, SDNY_GM_00190379
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Client | contractual | DBSI | Account Agreement |
| Client | contractual | Pershing | Account Agreement |
| DBSI | regulatory | FINRA | Arbitration procedures |
Notable Quotes 2
All parties to this Account Agreement (being Client, DBSI and Pershing) are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed, or as prohibited by Applicable Law;
Subject to the preceding disclosure, Client agrees to arbitrate any controversies or disputes that may arise with DBSI or Pershing, whether based on events occurring prior to, on or subsequent to the date of this Account Agreement, and including any controversy arising out of or relating to any Account with DBSI, the construction, performance or breach of any agreement, or any duty arising from any agreement or other relationship with DBSI, to transactions with or through DBSI, or any controversy as to whether any issue is arbitrable.
Raw Analysis JSON
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Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealings
Organizations 4
DBSIPershingFINRADeutsche Bank Securities Inc.
Locations 3
New YorkNY60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005.2836
Financial Entities 1
Deutsche Bank Securities Inc.
Text Analysis
- Tone
- Formal
- Purpose
- To outline the arbitration agreement between the Client, DBSI, and Pershing.
- Significance
- This document defines the terms of arbitration for disputes arising from the Account Agreement, including waiving the right to sue in court and specifying the arbitration forum.
File Info
- File Name
- EFTA01357570.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:19.958411
- DOJ Source
- View on DOJ