EFTA01357573.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an appendix to an account agreement between DBSI and its client, providing disclosures and definitions related to the account. It covers topics such as confirmations, loaning of securities, foreign securities risks, and compliance with regulations.
Metadata
Subject
APPENDIX TO THIS ACCOUNT AGREEMENT: DISCLOSURES AND DEFINITIONS
Sender
—
Recipients
—
Document ID
DB-SDNY-0044198
Date
—
Relationships 2
Entity 1RelationshipEntity 2Description
DBSI Business Client Account agreement
DBSI Business Pershing DBSI may lend securities to Pershing
Notable Quotes 2
Client understands that while securities held for Client's Account(s) are loaned out, Client will lose voting rights attendant to such securities.
Client is responsible for knowledge of and adherence to any such laws, rules and regulations and reporting or filing requirements in Client's country or domicile of residence that might apply as a result of Client's Account with DBSI in the United States.
Financial Information
Assets:
  • Securities
  • Other Property
  • Foreign Securities
Legal Compliance
  • Regulation T of the Federal Reserve Board (freeriding)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 4
DBSIPershingSecurities and Exchange CommissionFederal Reserve Board
Locations 1
United States
Text Analysis
Tone
Professional
Purpose
To provide disclosures and definitions related to an account agreement with DBSI.
Significance
Outlines the terms and conditions of the account agreement, including risks associated with foreign securities, loaning of securities, and other important information for the client.
File Info
File Name
EFTA01357573.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:34.986056
DOJ Source
View on DOJ