Illegal Activity
none
Blackmail
none
Date
1021121
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document outlines the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc. It details client responsibilities, security interests granted to DBSI, and procedures for transactions and settlements.
Metadata
- Subject
- Terms and Conditions Corporate Accounts
- Sender
- Deutsche Bank Securities Inc. (DBSI)
- Recipients
- —
- Document ID
- 09-PWA4-0186
- Date
- 1021121
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank Securities Inc. | subsidiary | Deutsche Bank AG | Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. |
| Deutsche Bank Securities Inc. | clearing agreement | Pershing LLC | Pershing LLC is the carrier of the Account as clearing broker pursuant to a clearing agreement with DBSI. |
Notable Quotes 2
Client agrees to notify DBSI in writing, within ten (101 days of sending Client a confirmation, of any objection Client has to any transaction in its Account.
Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other Property in the possession or control of DBSI, any of its Affiliates or Pershing, in which Client has an interest 'heId individually, jointly or otherwise) (collectively all such Securities and Other Property are referred to herein as "Collatora") in order to secure any and all indebtedness or any other obligation of Client to DBSI and its Affiliates or Pershing (provided that such indebtedness or obligation to Pershing arises in connection with this Agreement) (collectively, all such obligations are referred to herein as the "Obligations").
Financial Information
Assets:
- Securities
- Other Property
- Collateral
Transactions:
- security purchases
- short sales
- interest charges on debit balances
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 5
Deutsche Bank Securities Inc.DBSIDeutsche Bank AGPershing LLCFederal Reserve Bank
Locations 2
State of New YorkUnited States
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Legalistic
- Purpose
- To outline the terms and conditions for corporate accounts held with Deutsche Bank Securities Inc.
- Significance
- This document establishes the legal framework for the client's account with DBSI, including responsibilities, liabilities, and rights of both parties.
File Info
- File Name
- EFTA01357582.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:01.748947
- DOJ Source
- View on DOJ