Illegal Activity
none
Blackmail
none
Date
2012-02-22
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document outlines the terms and conditions of an agreement between a client and DBSI, covering aspects such as arbitration, satisfaction of indebtedness, loan or pledge of securities, and SIPC protection. It details the rights and responsibilities of both parties in relation to financial services provided by DBSI.
Metadata
- Subject
- Agreement
- Sender
- —
- Recipients
- —
- Document ID
- 006420-022212
- Date
- 2012-02-22
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| DBSI | Business | Client | Agreement between DBSI and Client regarding financial services |
| Deutsche Bank Securities Inc. | Legal | Client | Agreement to arbitrate controversies |
| Pershing LLC | Business | Deutsche Bank Securities Inc. | Clearing broker for Deutsche Bank Securities Inc. |
Notable Quotes 2
All parties to this Agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed;
Client agrees to arbitrate with DBSI any controversies which may arise, whether or not based on events occurring prior to the date of this agreement,including any controversy arising out of or relating to any account with DBSI, to the construction, performance or breach of any agreement, or any duty arising from any agreement or other relationship with ()BSI, or to transactions with or through DBSI, only before the Financial Industry Regulatory Authority, Inc., or any exchange of which DBSI is a member, at Client's election.
Financial Information
Amounts:S500,0005100.000
Assets:
- Securities
- Other Property
Legal Compliance
- Arbitration agreement details
- SIPC protection details
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowBusiness dealings
Organizations 8
DBSIDEMIFinancial Industry Regulatory Authority, Inc.Deutsche Bank Securities Inc.Pershing LLCSecurities Investor Protection CorporationSIPCDBAB
Locations 1
60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836
Financial Entities 2
Deutsche Bank Securities Inc.Pershing LLC
Text Analysis
- Tone
- Formal
- Purpose
- To outline the terms and conditions of an agreement between a client and DBSI regarding financial services, including arbitration, indebtedness, and securities protection.
- Significance
- This document is a standard client agreement outlining the rights and responsibilities of both the client and the financial institution.
File Info
- File Name
- EFTA01357583.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:09.814625
- DOJ Source
- View on DOJ