Illegal Activity
none
Blackmail
none
Date
2013-10-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Richard Kahn confirms to Amanda Kirby that he was not barred from NYSE in April 2012 and clarifies his employment history. Amanda Kirby's email serves as a written confirmation of this information, likely for compliance purposes at Deutsche Bank.
Metadata
- Subject
- Re: Compliance
- Sender
- Richard Kahn
- Recipients
- Amanda Kirby
- Document ID
- DB-SDNY-0044338
- Date
- 2013-10-31
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Amanda Kirby | employment | Deutsche Bark Trust Company Americas | Amanda Kirby works at Deutsche Bark Trust Company Americas |
| Richard Kahn | legal | NYSE Arca | Clarification regarding Richard Kahn not being barred from NYSE Arca |
Notable Quotes 2
your statement is correct that i have not been barred from nyse in april 2012
You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationEmployment/staffingCommunications/correspondenceBusiness dealings
Organizations 6
NYSEHBRK Associates Inc.Deutsche Bark Trust Company AmericasFINRANYSE ArcaNYSG lie
Locations 3
New YorkNew York, New York 10022345 Park Avenue. 27th Fl New York NY US 10154-0004
Financial Entities 1
Deutsche Bark Trust Company Americas
Text Analysis
- Tone
- Professional
- Purpose
- To confirm that Richard Kahn was not barred from NYSE Arca and clarify his employment history.
- Significance
- This email serves as a confirmation regarding Richard Kahn's compliance status and employment history, potentially for regulatory or internal compliance purposes.
File Info
- File Name
- EFTA01357665.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.182888
- DOJ Source
- View on DOJ