Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a portion of a Form ADV filing, detailing the service providers used by a private fund. It includes information about auditors, prime brokers, and custodians, specifically mentioning BANK OF NEW YORK TRUST COMPANY, N.A. and BNY MELLON GLOBAL CORPORATE TRUST as custodians.
Metadata
- Subject
- Form ADV filing regarding private fund service providers
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0046649
- Date
- —
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Private Fund | Service Provider | Auditors | Private fund using auditors for financial statements. |
| Private Fund | Service Provider | Prime Broker | Private fund using prime broker services. |
| Private Fund | Service Provider | Custodian | Private fund using custodians to hold assets. |
| BANK OF NEW YORK TRUST COMPANY, N.A. | Subsidiary/DBA | BNY MELLON GLOBAL CORPORATE TRUST | BNY MELLON GLOBAL CORPORATE TRUST is the primary business name of BANK OF NEW YORK TRUST COMPANY, N.A. |
Raw Analysis JSON
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Themes
Financial transactions/money flowLegal matters/litigation
Organizations 3
Securities Act of 1933BANK OF NEW YORK TRUST COMPANY, N.A.BNY MELLON GLOBAL CORPORATE TRUST
Locations 3
HOUSTONTexasUnited States
Financial Entities 2
BANK OF NEW YORK TRUST COMPANY, N.A.BNY MELLON GLOBAL CORPORATE TRUST
Text Analysis
- Tone
- Formal
- Purpose
- To disclose information about service providers used by a private fund, including auditors, prime brokers, and custodians.
- Significance
- This document provides regulatory information about the financial oversight and custodial arrangements of a private fund.
File Info
- File Name
- EFTA01358707.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:54.223913
- DOJ Source
- View on DOJ