Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a portion of a Form ADV filing, specifically detailing the prime brokers used by a private fund. It lists Barclays Capital Inc., Goldman Sachs & Co. LLC, and J.P. Morgan Clearing Corp. as prime brokers and indicates their locations.
Metadata
- Subject
- Form ADV - Prime Broker Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0046700
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| private fund | prime broker | BARCLAYS CAPITAL INC. | BARCLAYS CAPITAL INC. acts as a prime broker for the private fund. |
| private fund | prime broker | GOLDMAN SACHS & CO. LLC | GOLDMAN SACHS & CO. LLC acts as a prime broker for the private fund. |
| private fund | prime broker | J.P. MORGAN CLEARING CORP. | J.P. MORGAN CLEARING CORP. acts as a prime broker for the private fund. |
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 4
Public Company Accounting Oversight BoardBARCLAYS CAPITAL INC.GOLDMAN SACHS & CO. LLCJ.P. MORGAN CLEARING CORP.
Locations 3
NEW YORKNew YorkUnited States
Financial Entities 3
BARCLAYS CAPITAL INC.GOLDMAN SACHS & CO. LLCJ.P. MORGAN CLEARING CORP.
Text Analysis
- Tone
- Professional
- Purpose
- To disclose information about the private fund's prime brokers on Form ADV.
- Significance
- This document provides details about the financial institutions used by the private fund for prime brokerage services.
File Info
- File Name
- EFTA01358758.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:55.565598
- DOJ Source
- View on DOJ