Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is Schedule A of Form ADV, used to collect information about direct owners and executive officers of investment advisory firms. It outlines the requirements for reporting ownership, control, and other relevant details to the SEC.
Metadata
- Subject
- Form ADV - Schedule A
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0046726
- Date
- —
Financial Information
Amounts:$25 million$5 million
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealings
Organizations 1
SEC
Text Analysis
- Tone
- Professional
- Purpose
- To gather information about direct owners and executive officers of investment advisory firms for regulatory purposes.
- Significance
- This document is part of a regulatory filing (Form ADV) required by the SEC, providing details about the ownership and control structure of investment advisory firms.
File Info
- File Name
- EFTA01358784.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:20.047562
- DOJ Source
- View on DOJ