Illegal Activity
none
Blackmail
none
Date
04/2000
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a legal filing (Form ADV) providing information about the ownership structure of Goldentree Asset Management LLC and its affiliated investment advisers. It also clarifies the registrant's approach to holding assets in intermediate funds and accepting investment amounts below the stated minimum.
Metadata
- Subject
- Schedule B, Schedule D - Miscellaneous
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0046727, SDNY_GM_00192911
- Date
- 04/2000
Relationships 10
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| TANANBAUM, STEVEN, ANDREW | SOLE MANAGING MEMBER | GOLDENTREE ASSET MANAGEMENT LLC | Steven Tananbaum is the sole managing member of Goldentree Asset Management LLC |
| TANANBAUM, STEVEN, ANDREW | GENERAL PARTNER | GOLDENTREE ASSET MANAGEMENT LLC | Steven Tananbaum is a General Partner of Goldentree Asset Management LLC |
| RITHOLZ, BARRY, IAN | GENERAL COUNSEL | GOLDENTREE ASSET MANAGEMENT LLC | Barry Ritholz is the General Counsel of Goldentree Asset Management LLC |
| TRAVERS, GEORGE, NMN | CHIEF COMPLIANCE OFFICER | GOLDENTREE ASSET MANAGEMENT LLC | George Travers is the Chief Compliance Officer of Goldentree Asset Management LLC |
| CHRISTIAN, WILLIAM, DANIEL | CHIEF OPERATING OFFICER | GOLDENTREE ASSET MANAGEMENT LLC | William Christian is the Chief Operating Officer of Goldentree Asset Management LLC |
| MATZA, ROBERT, NMN | PRESIDENT | GOLDENTREE ASSET MANAGEMENT LLC | Robert Matza is the President of Goldentree Asset Management LLC |
| NAGGAR, JOSEPH, AU | PORTFOLIO MANAGER | GOLDENTREE ASSET MANAGEMENT LLC | Joseph Naggar is a Portfolio Manager at Goldentree Asset Management LLC |
| KRUTER, LEE, SPENCER | PORTFOLIO MANAGER | GOLDENTREE ASSET MANAGEMENT LLC | Lee Kruter is a Portfolio Manager at Goldentree Asset Management LLC |
| DE CHILLAZ, PIERRE, MARIE | PORTFOLIO MANAGER | GOLDENTREE ASSET MANAGEMENT LLC | Pierre De Chillaz is a Portfolio Manager at Goldentree Asset Management LLC |
| SCANLON, NEIL, ANTHONY | CHIEF FINANCIAL OFFICER | GOLDENTREE ASSET MANAGEMENT LLC | Neil Scanlon is the Chief Financial Officer of Goldentree Asset Management LLC |
Notable Quotes 3
WITH RESPECT TO THE REGISTRANTS AFFILIATED INVESTMENT ADVISERS LISTED IN SECTION 7.A. OF SCHEDULE D, THE REGISTRANT IS FILING THIS FORM ADV ON BEHALF OF ITSELF AND ITS UNREGISTERED INVESTMENT ADVISERS THAT ARE CONTROLLED BY OR UNDER COMMON CONTROL WITH REGISTRANT, EACH OF WHOM IS NOTED AS A RELYING ADVISER, AND COLLECTIVELY CONDUCT A SINGLE INVESTMENT ADVISORY BUSINESS.
THEREFORE, THE REGISTRANT HAS LISTED THE APPLICABLE INTERMEDIATE FUNDS WITHIN THE FUNDS' SCHEDULES COMPLETED IN RESPONSE TO SECTION 7.B.(1).
WITH REGARDS TO THE MINIMUM INVESTMENT COMMITMENT AMOUNT, PLEASE NOTE THAT THE REGISTRANT, IN ITS DISCRETION, WILL ACCEPT INVESTMENT AMOUNTS THAT ARE LESS THAN THE STATED MINIMUM, AS LEGALLY PERMITTED.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsEmployment/staffing
People 9
Organizations 1
GOLDENTREE ASSET MANAGEMENT LLC
Text Analysis
- Tone
- Professional
- Purpose
- To provide information about the direct and indirect owners of Goldentree Asset Management LLC and to explain certain aspects of the registrant's investment advisory business.
- Significance
- This document provides details about the ownership structure and operational practices of Goldentree Asset Management LLC, which is relevant for regulatory compliance and understanding the firm's business model.
File Info
- File Name
- EFTA01358785.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:44.848905
- DOJ Source
- View on DOJ