Illegal Activity
none
Blackmail
none
Date
2017-05-24
Document Type
legal filing
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an execution page for Form ADV, a legal filing required for investment advisers. It includes the appointment of an agent for service of process and a signature from GEORGE TRAVERS, the Chief Compliance Officer, certifying the accuracy of the information provided.
Metadata
- Subject
- Form ADV Execution Page
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0046728
- Date
- 2017-05-24
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| GEORGE TRAVERS | employment | investment adviser | GEORGE TRAVERS signs the Form ADV on behalf of the investment adviser. |
Notable Quotes 2
I, the undersigned, sign this Form ADV on behalf of, and with the authority of, the investment adviser. The investment adviser and I both certify, under penalty of perjury under the laws of the United States of America, that the information and statements made in this ADV, including exhibits and any other information submitted, are true and correct, and that I am signing this Form ADV Execution Page as a free and voluntary act.
I certify that the adviser's books and records will be preserved and available for inspection as required by law. Finally, I authorize any person having custody or possession of these books and records to make them available to federal and state regulatory representatives.
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationCompliance/regulatory
People 1
Organizations 2
SECSecretary of State
Locations 2
United States of AmericaUnited States
Text Analysis
- Tone
- Formal, legal
- Purpose
- To complete and submit Form ADV to the SEC.
- Significance
- This document is a legal filing required for investment advisers.
File Info
- File Name
- EFTA01358786.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:47.106306
- DOJ Source
- View on DOJ