Illegal Activity
none
Blackmail
none
Date
2013-11-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Michael Vila sends an email to Amanda Kirby revising a previous alert regarding Richard D Kahn. After further review and an email from Mr. Kahn, AML Compliance has cleared the alert as a false positive, as Mr. Kahn is not the same individual as the alerted party.
Metadata
- Subject
- Revised_CLEARED_Richard D Kahn rdc alert [I]
- Sender
- Michael Vila
- Recipients
- Amanda Kirby
- Document ID
- DB-SDNY-0048611 SDNY_GM_00194795
- Date
- 2013-11-01
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard D Kahn | employment | HBRK Associates Inc | Richard Kahn works at HBRK Associates Inc. |
| Richard Kahn | previous association | PennMont Securities | Richard Kahn was a limited partner of PennMont Securities. |
| PennMont Securities | membership | NYSE Arca | PennMont Securities was a member of NYSE Arca but was banned. |
| Michael Vila | employment | Deutsche Bank Securities Inc. | Michael Vila is a Team Manager at Deutsche Bank Securities Inc. |
Notable Quotes 2
AML Compliance has reviewed an email dated 10/31/2013 that the business received from Mr. Kahn attesting that he has not been bared from NYSA Arca and that he is not the same individual as the alerted party.
AML Compliance finds these statements made by our Mr. Kahn reasonable evidence, and clears this alert as a false positive.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationEmployment/staffingCommunications/correspondence
People 8
Organizations 7
PWMUS AMLKYCHBRK Associates IncPennMont SecuritiesNASDAQ OMX PHLXNYSE ArcaDeutsche Bank Securities Inc.Asset & Wealth Management
Locations 2
JacksonvilleUSA
Text Analysis
- Tone
- Professional
- Purpose
- To revise a previous alert regarding Richard D Kahn and to clear him as a false positive.
- Significance
- The document shows the process of AML compliance and the steps taken to verify the identity of a client and clear a potential alert.
File Info
- File Name
- EFTA01360337.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:06.746662
- DOJ Source
- View on DOJ