Illegal Activity
none
Blackmail
none
Date
2013-10-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange confirms that Richard Kahn of FIBRK Associates Inc. was not the individual barred from NYSE Arca in 2012. Amanda Kirby from Deutsche Bath Trust Company Americas initiated the email to verify this information.
Metadata
- Subject
- Re: Compliance
- Sender
- Richard Kahn
- Recipients
- Amanda Kirby/db
- Document ID
- DB-SDNY-0048615
- Date
- 2013-10-31
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | correspondence | Amanda Kirby | Email exchange regarding Richard Kahn's compliance status and employment history. |
| Richard Kahn | employment | HBRK | Richard Kahn states he has been at HBRK since its formation 3 years ago. |
| Richard Kahn | employment | NYSG Ilc | Richard Kahn states he was at NYSG Ilc for 5 years prior to HBRK. |
| Amanda Kirby | employment | Deutsche Bath Trust Company Americas | Amanda Kirby is an Associate at Deutsche Bath Trust Company Americas. |
Notable Quotes 2
your statement is correct that i have not been barred from nyse in april 2012
You have been at your company, HBRK, for 8 years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony.
Raw Analysis JSON
click to expand
Themes
ComplianceEmployment/staffing
Organizations 7
dbcomNYSE ArcaFINRAHBRKNYSG IlcFIBRK Associates Inc.Deutsche Bath Trust Company Americas
Locations 7
New YorkNew York New York575 Lexington Avenue, 4th Floor345 Park Avenue. 27th FlNew YNY10154-0004
Financial Entities 1
Deutsche Bath Trust Company Americas
Text Analysis
- Tone
- Professional
- Purpose
- To confirm Richard Kahn's compliance status and employment history in relation to NYSE Arca regulations.
- Significance
- This email clarifies that the Richard Kahn associated with HBRK is not the same Richard Kahn who was barred from NYSE Arca in 2012.
File Info
- File Name
- EFTA01360339.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:41.302761
- DOJ Source
- View on DOJ