Illegal Activity
concerning
Blackmail
none
Date
05/202013
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a report detailing SEC violations, including insider trading and securities fraud, committed by Southern Financial Group, Inc. The Securities and Exchange Commission announced Final Judgments as to Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
Metadata
- Subject
- Southern Financial Group, Inc. Entity Information
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0049525
- Date
- 05/202013
Illegal Activity
- Severity
- concerning
- Description
- The document details SEC violations including insider trading and securities fraud committed by Southern Financial Group, Inc.
- Categories
- Securities FraudInsider Trading
- Content Type
- first_hand
Evidence:
- SEC Violations (Insider Trading, Securities Fraud)
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial Group, Inc. | Regulatory Action | SEC | The SEC announced Final Judgments as to Southern Financial Group, Inc. for SEC Violations (Insider Trading, Securities Fraud) |
| Richard M. Wooten | Employee/Defendant | Southern Financial Group, Inc. | Richard M. Wooten was a defendant in the SEC case against Southern Financial Group, Inc. |
| Charles Dennis McKittrick | Employee/Defendant | Southern Financial Group, Inc. | Charles Dennis McKittrick was a defendant in the SEC case against Southern Financial Group, Inc. |
Red Flags 1
- SEC Violations (Insider Trading, Securities Fraud)
Media & Journalist References
- SEC Litigation Releases - 2003, 05/07/2009
Public Knowledge
- Context
- The SEC litigation releases are public documents.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- SEC Violations (Insider Trading, Securities Fraud)
- Disciplinary, Regulatory Action
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowAllegations/complaints
Organizations 5
Southern Financial Group, Inc.SECSecurities and Exchange CommissionUnited States District Judge for the District of South Carolina, Charleston DivisionRegulatory DatsCom, Inc
Locations 2
South CarolinaUNITED STATES
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about Southern Financial Group, Inc. and their SEC violations.
- Significance
- This document details SEC violations (Insider Trading, Securities Fraud) by Southern Financial Group, Inc. and the resulting legal actions.
File Info
- File Name
- EFTA01360891.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:14.523378
- DOJ Source
- View on DOJ