Illegal Activity
concerning
Blackmail
none
Date
2013-09-29
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This document is a report from Regulatory DataCorp providing information about Southern Financial Group, Inc. It details SEC violations including insider trading and securities fraud, resulting in final judgments against the company and individuals Richard M. Wooten and Charles Dennis McKittrick.
Metadata
- Subject
- Entity Information: Southern Financial Group, Inc.
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0049615, SDNY_GM_00195799
- Date
- 2013-09-29
Illegal Activity
- Severity
- concerning
- Description
- The document details SEC violations including insider trading and securities fraud involving Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
- Categories
- Securities FraudInsider Trading
- Content Type
- first_hand
Evidence:
- SEC Violations (Insider Trading, Securities Fraud)
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Southern Financial Group, Inc. | Defendant | Richard M. Wooten | Defendants in SEC litigation |
| Southern Financial Group, Inc. | Defendant | Charles Dennis McKittrick | Defendants in SEC litigation |
Notable Quotes 1
The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group. Inc. (Southern). Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick).
Red Flags 1
- SEC Violations (Insider Trading, Securities Fraud)
Public Knowledge
- Context
- SEC litigation releases are generally public information.
- Media Worthy
- Yes
- Likely Public
- True
Legal Compliance
- SEC Violations (Insider Trading, Securities Fraud)
- Disciplinary, Regulatory Action
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowAllegations/complaints
Organizations 5
Southern Financial Group, Inc.SECSecurities and Exchange CommissionUnited States District Judge for the District of South Carolina, Charleston DivisionRegulatory DataCorp
Locations 3
South CarolinaUNITED STATESCharleston
Financial Entities 1
Southern Financial Group, Inc.
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about Southern Financial Group, Inc. and related SEC violations.
- Significance
- The document details SEC violations including insider trading and securities fraud involving Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick.
File Info
- File Name
- EFTA01360929.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:00.384473
- DOJ Source
- View on DOJ