EFTA01361345.txt Text dataset_10 View on DOJ

Illegal Activity

none

Blackmail

none

Date

2015-09-01

Document Type

report

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:41

Summary

This document describes OCH-ZIFF Capital Management Group's portfolio risk management, systems, and financial controls as of September 1, 2015. It details the portfolio monitoring process, indenture compliance, risk management infrastructure, and systems in place.

Metadata

Subject: OCH-ZIFF Portfolio Risk Management, Systems and Financial Controls
Sender: —
Recipients: —
Document ID: DB-SDNY-0050504 SDNY_GM_00196688
Date: 2015-09-01

Relationships 13

Entity 1	Relationship	Entity 2	Description
Daniel S. Och	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Chief Executive Officer
David Windreich	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of U.S. and European Investing
Joel Frank	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director, Chief Financial Officer
Harold Kelly	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of Global Convertible and Derivative Arbitrage and Risk Management
Zoltan Varga	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of Asian Investing
James O'Connor	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of Business Management and Portfolio Finance
Boaz Sidikaro	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of U.S. Equities
Sean Rhatigan	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Senior Controller
James Levin	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of Global Credit
Wayne Cohen	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Chief Operating Officer
Adrian Croxson	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director and Head of European Equities
David Becker	Executive	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Executive Managing Director, Chief Legal Officer
Kenneth Perry	Managing Director	OCH-ZIFF CAPITAL MANAGEMENT GROUP	Managing Director and Head of Risk Management

Raw Analysis JSON click to expand

Themes

Financial transactions/money flowBusiness dealings

People 13

Daniel S. Och David Windreich Joel Frank Harold Kelly Zoltan Varga James O'Connor Boaz Sidikaro Sean Rhatigan James Levin Wayne Cohen Adrian Croxson David Becker Kenneth Perry

Organizations 1

OCH-ZIFF CAPITAL MANAGEMENT GROUP

Locations 3

U.S.EuropeanAsia

Text Analysis

Tone: Professional
Purpose: To provide an overview of OCH-ZIFF's portfolio risk management, systems, and financial controls.
Significance: This document outlines the risk management framework and key personnel involved in overseeing the portfolio.

File Info

File Name: EFTA01361345.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:41:22.729707
DOJ Source: View on DOJ