Illegal Activity
none
Blackmail
none
Date
2014-12-01 to 2014-12-31
Document Type
statement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is an account statement from Deutsche Asset & Wealth Management. It explains the process by which Pershing allocates called securities among client accounts, noting that the allocation is not pro-rata.
Metadata
- Subject
- Account Statement
- Sender
- Deutsche Asset & Wealth Management
- Recipients
- —
- Document ID
- N4G.024935
- Date
- 2014-12-01 to 2014-12-31
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | Financial | Client Account | Pershing initiates the lottery process by identifying the accounts holding the called security. |
Notable Quotes 1
The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not have any securities selected for redemption at all.
Financial Information
Amounts:$100,000$75.000$150.000$50,000$25:000
Assets:
- called securities
- shares
Transactions:
- allocation of called securities
- full or partial redemption of shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
Organizations 3
Deutsche Asset & Wealth ManagementPershingLEPERS INC
Locations 2
Beloimore, MDNew York
Text Analysis
- Tone
- Informative
- Purpose
- To provide an account statement and explain the allocation process for called securities.
- Significance
- The document explains the process by which Pershing allocates called securities among client accounts.
File Info
- File Name
- EFTA01361620.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:07.527915
- DOJ Source
- View on DOJ