EFTA01361648.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
other
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document outlines the arbitration agreement between a user and Pershing LLC, specifying that any controversies will be submitted to arbitration before the Financial Industry Regulatory Authority. It also includes a class action waiver and states that the laws of the State of New York govern the agreement.
Metadata
Subject
Important Information and Disclosures (continued)
Sender
—
Recipients
—
Document ID
DB-SDNY-0050859, SDNY_GM_00197043
Date
—
Relationships 1
Entity 1RelationshipEntity 2Description
Pershing LLC Arbitration Financial Industry Regulatory Authority Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority.
Notable Quotes 2
Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority.
No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action
Legal Compliance
  • Arbitration agreement
  • Class action waiver
Raw Analysis JSON click to expand
Themes
Legal matters/litigationFinancial transactions/money flow
Organizations 3
Pershing LLCFinancial Industry Regulatory AuthoritySOLTI- ERA TRUST COMPAY INC
Locations 2
One Pershing Plaza, Jersey City, New Jersey 07399State of New York
Financial Entities 1
Pershing LLC
Text Analysis
Tone
Legal
Purpose
To provide important information and disclosures regarding arbitration agreements with Pershing LLC.
Significance
Outlines the arbitration agreement between the user and Pershing LLC, including class action waivers and governing law.
File Info
File Name
EFTA01361648.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:30.684410
DOJ Source
View on DOJ