Illegal Activity
none
Blackmail
none
Date
12/0112014 - 12/31/2014
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This document is a client account message from Deutsche Asset & Wealth Management, detailing the allocation process for called securities within Pershing accounts. It explains how trading units are selected for allocation and notes that the allocation is not pro-rata, meaning clients may receive full, partial, or no redemption of shares.
Metadata
- Subject
- Client Account Messages
- Sender
- —
- Recipients
- —
- Document ID
- N46-024943
- Date
- 12/0112014 - 12/31/2014
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Pershing | business | client positions | Pershing allocates called securities to client positions. |
Notable Quotes 2
The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a client may receive a full or partial redemption of shares held. Conversely, it is also possible that a client may not have any securities selected for redemption at all.
When a partial call is deemed favorable to the holders of the called security, Pershing will exclude certain accounts from the lottery.
Financial Information
Amounts:5100.000$75,0005150,000550,000525,000525,000$75,000
Assets:
- trading units
- securities
Transactions:
- allocation of called securities
- full or partial redemption of shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flow
People 2
Organizations 3
Deutsche Asset & Wealth ManagementPershingTHE HAZE TRUST
Locations 3
MD 21203Nay evk OffiNow *AP. BY 10154
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about client account messages and the allocation process of called securities.
- Significance
- The document outlines the process by which securities are allocated to client accounts, including information about partial calls and exclusions.
File Info
- File Name
- EFTA01361717.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:25.584514
- DOJ Source
- View on DOJ