Illegal Activity
concerning
Blackmail
none
Date
2004-04-22
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a World Check report detailing a settled civil fraud action filed by the SEC against Arthur H FREEDMAN for illegal insider trading in Massachusetts banks. The final judgement enjoins him from violating antifraud provisions and requires him to pay $72532.06 in disgorgement, interest, and penalties.
Metadata
- Subject
- World Check Details - Arthur H FREEDMAN, Romeo J PENDOLARI, Steven T MOORE
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0051206, SDNY_GM_00197390
- Date
- 2004-04-22
Illegal Activity
- Severity
- concerning
- Description
- The document details a settled civil fraud action filed by the SEC against Arthur H FREEDMAN for illegal insider trading.
- Categories
- Insider Trading
- Content Type
- court_document
Evidence:
- SEC filed a settled civil fraud action for illegal insider trading
Notable Quotes 2
22 April 2004 SEC filed a settled civil fraud action for illegal insider trading in three publicly traded Massachusetts banks.
Final judgement permanently enjoins him from violating the antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits. prejudgment interest and civil penalties.
Red Flags 1
- Illegal insider trading
Financial Information
Amounts:$72532.06
Transactions:
- disgorgement of trading profits
- prejudgment interest
- civil penalties
Public Knowledge
- Context
- SEC filings and legal actions are often public record and of interest to media.
- Media Worthy
- Yes
Legal Compliance
- Civil fraud action for illegal insider trading
Raw Analysis JSON
click to expand
Themes
Legal matters/litigationFinancial transactions/money flowAllegations/complaints
Organizations 2
SECNorkom Technologies Ltd.
Locations 1
Massachusetts
Text Analysis
- Tone
- Informative
- Purpose
- To provide details from World Check regarding Arthur H FREEDMAN, Romeo J PENDOLARI, and Steven T MOORE, including information about a settled civil fraud action filed by the SEC against Arthur H FREEDMAN.
- Significance
- The document details a legal action against Arthur H FREEDMAN for illegal insider trading.
File Info
- File Name
- EFTA01361930.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:02.258161
- DOJ Source
- View on DOJ