Illegal Activity
none
Blackmail
none
Date
201 i5
Document Type
questionnaire
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is a Volcker Rule compliance questionnaire for Deutsche Asset & Wealth Management regarding a new client, Butterfly Trust. The questionnaire aims to determine if the client falls under the scope of Volcker Covered Fund Determination.
Metadata
- Subject
- Volcker Questionnaire
- Sender
- —
- Recipients
- —
- Document ID
- DB-SDNY-0051686
- Date
- 201 i5
Relationships 1
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Butterfly Trust | Client | Deutsche Asset & Wealth Management | Butterfly Trust is a client of Deutsche Asset & Wealth Management |
Public Knowledge
- Context
- The Volcker Rule is a well-known aspect of financial regulation.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCompliance issues
Organizations 7
Deutsche Asset & Wealth ManagementButterfly TrustERISAUS PensionProfit Sharing PlanInternal Revenue Code of 1986Deutsche Bank
Locations 1
US
Text Analysis
- Tone
- Professional
- Purpose
- To determine if a new Wealth Management client (Butterfly Trust) falls under the scope of Volcker Covered Fund Determination.
- Significance
- This document is a compliance questionnaire related to the Volcker Rule, which restricts banks from engaging in certain investment activities.
File Info
- File Name
- EFTA01362315.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:05.182808
- DOJ Source
- View on DOJ