Illegal Activity
none
Blackmail
none
Date
2018-07-19
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
The email discusses the allocation of Accountable Client Owners (ACOs) to clients of Wealth Management (WM) and Institutional Clients Group (ICG) within Deutsche Bank. It outlines how KYC responsibilities are divided and how ICG input is handled for clients who are 'red' in the ICG perimeter.
Metadata
- Subject
- RE: Family Office Initiative - Follow Up DJ
- Sender
- Iain Macara
- Recipients
- Katherine Stead, Aamir Akram, Max Kleinert
- Document ID
- DB-SDNY-0052159
- Date
- 2018-07-19
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Wealth | Business | Mercury programme | Wealth will define a client perimeter with the central Mercury programme and assign ACOs to all those clients. |
| ICG | Business | Client | If ICG has it's own relationship with the client as well, then ICG will also have an ACO and the client would be green in the ICG perimeter. |
| Wealth | Business | ICG | ICG input is required on client that are red in ICG, we are looking to Stefan/Louise approve that ICG people are allowed to take orders from Wealth people; and we will continue to have no ACO for the client and therefore Wealth will own the KYC entirely |
Notable Quotes 2
Wealth will define a client perimeter with the central Mercury programme and assign ACOs to all those clients (including KCP)
If ICG does not have it's own relationship with the client, then the client would remain red in ICG - (importantly this does not mean the GM infrastructure will be closed as of course the GM business relationship remains green at the DB level by virtue of having an eligible ACO allocated)
Raw Analysis JSON
click to expand
Themes
Business dealingsCommunications/correspondence
People 11
Organizations 6
WMMercury programmeICGGMDBKCP
Text Analysis
- Tone
- Professional
- Purpose
- To provide an update on the approach agreed with regard to WM clients needing GM product coverage.
- Significance
- The email discusses the allocation of ACOs (Accountable Client Owners) to clients of Wealth Management (WM) and Institutional Clients Group (ICG) and how KYC (Know Your Customer) responsibilities are divided.
File Info
- File Name
- EFTA01362655.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.208780
- DOJ Source
- View on DOJ