Illegal Activity
none
Blackmail
none
Date
2018-01-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Amber Davis from Deutsche Bank requests KYC documents from Nina Tona for Southern Financial LLC due to an alert triggered by the system. The email requests documents such as organization chart, UBO information, source of funds, list of legal representatives, and annual report.
Metadata
- Subject
- RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]
- Sender
- Amber Davis
- Recipients
- Nina Tona
- Document ID
- ONB-1010155
- Date
- 2018-01-10
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Amber Davis | business | Nina Tona | Amber Davis requests documents from Nina Tona for KYC compliance. |
| Amber Davis | employment | Deutsche Bank Securities Inc | Amber Davis is an employee of Deutsche Bank Securities Inc. |
Notable Quotes 2
I apologize to request additional documents, but While entering the information into the system for this fund, it triggered an alert that this account is past review date, so we must complete a full KYC.
Could you please provide the following documents: Organization Chart, UBOs (Owners) that own greater than 10%, The source of funds for the UBOs (owners) that are greater than 10%, List of Legal representatives, Annual report
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
Organizations 4
SOUTHERN FINANCIAL LLCDeutsche Bank Securities IncCOO DBUSA Core CorpDeutsche Bank
Locations 2
Jacksonville FL5201 Gate Parkway
Text Analysis
- Tone
- professional
- Purpose
- To request additional KYC documents for Southern Financial LLC.
- Significance
- Highlights the KYC compliance process for a financial institution.
File Info
- File Name
- EFTA01362761.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:18.280019
- DOJ Source
- View on DOJ